AW
CFA
AW
CFA

Adam John Waclawsky

6 Years of Experience
Broker
Areas of Practice
Estate Planning
Compensation
N/A
Firm Size
541 advisors
Number of Clients
Not specified
Average Client Portfolio
Not specified
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Location

333 South Hope Street, 55th Floor, Los Angeles, CA, 90071-1447

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Capital Client Group, INC.
November 2024 - Present · 1 yr 3 mos
Capital Client Group, INC.
November 2024 - Present · 1 yr 3 mos
Capital Client Group, INC.Broker
November 2024 - Present · 1 yr 3 mos
Previous Registrations
Allspring Funds Distributor, LLCBroker
September 2024 - October 2024 · 1 mo
Funds Distributor, LLCBroker
January 2018 - October 2023 · 5 yrs 9 mos
State Registrations51 states
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AdvisorBrokerBoth
Exams
No exam information available for this advisor.
Adam John Waclawsky - Financial Advisor | TrueAdvisor