JO
JO

James Patrick Obrien

20 Years of Experience
Areas of Practice
Investment ManagementRetirement PlanningFinancial Planning & CoachingEstate Planning
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
53 advisors
Number of Clients
2,831 clients
Average Client Portfolio
$1.2M average
Assets Under Management
$3.5B

Fee Structure

Financial Planning:Included in AUM fee
Loading...

Location

275 N. Lindbergh, Ste. 20, St. Louis, MO, 63141

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Other Business Activities

James has a 1% ownership interest in Hillcrest Advisors, LLC and receives compensation from conducting advisory business through Krilogy Financial. He also holds ownership interests and general partner positions in several Krilogy Capital Management entities and Krilogy Tax Services, dedicating minimal time to these activities.

Employment History
Current Registrations
Krilogy
January 2009 - Present · 17 yrs 1 mo
Previous Registrations
Park Avenue Securities LLC
June 2009 - December 2009 · 6 mos
Securian Financial Services, INC.
July 2005 - January 2009 · 3 yrs 6 mos
State Registrations2 states
MOTX
Advisor
Exams
No exam information available for this advisor.