Frank Joseph Marrone

CFP

20 Years of Experience

1 Disclosure

Areas of Practice

Investment ManagementFinancial Planning & CoachingRetirement PlanningEstate PlanningTax PlanningHigh Net WorthBusiness Owners

RIA Advisors

Compensation

Fee-Only (AUM)Fixed/Hourly

Firm Size

11 advisors

Number of Clients

1,193 clients

Average Client Portfolio

$1.3M average

Assets Under Management

$1.5B

Fee Structure

Minimum Investment:$15K

AUM-Based Fees (Tiered)

Assets Under Management	Annual Fee
Up to $2.0M	1.25%
$2.0M - $4.0M	1.00%
$4M+	0.90%

Fees are subject to change with 30 days written notice. Actual fees charged can be less than those set out above based upon pre-existing relationships, assets under management and other factors relevant to an engagement.

Fee Estimator

Your Portfolio Value

$500K

$0$500K$1M$5M$20M

Estimated Annual Fee

—

Location

11750 Katy Freeway, Suite 840, Houston, TX, 77079

Get directions

History

Regulatory History (1)

What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.

Customer Dispute

April 2012

Settled

View Full SEC Report How to Read Disclosures

Other Business Activities

Frank is a financial advisor with RIA Wealth Advisors LLC, providing financial advice. He spends about a quarter of his time on this activity during trading hours and a few hours per week outside of trading hours.