Areas of Practice
Financial Planning & CoachingRetirement PlanningInvestment ManagementBusiness Owners
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
262 advisors
Number of Clients
6,885 clients
Average Client Portfolio
$4K average
Assets Under Management
$24.4M

Fee Structure

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Location

3300 Mutual of Omaha Plaza, Omaha, NE, 68175-1020

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Adam owns a sports collectibles business, buying and selling items since July 2024. This activity takes a few hours per week and is not investment-related.

Employment History
Current Registrations
Mutual of Omaha Investor Services, INC.
December 2013 - Present · 12 yrs 2 mos
Mutual of Omaha Investor Services, INC.
December 2013 - Present · 12 yrs 2 mos
Mutual of Omaha Investor Services, INC.Broker
December 2013 - Present · 12 yrs 2 mos
Previous Registrations
Arbor Point Advisors
December 2012 - November 2013 · 11 mos
Securities America Advisors, INC.
March 2008 - November 2013 · 5 yrs 8 mos
Securities America, INC.Broker
November 2005 - November 2013 · 8 yrs
Ameritas Investment CORP.Broker
May 2005 - June 2005 · 1 mo
State Registrations19 states
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AdvisorBrokerBoth
Exams
No exam information available for this advisor.