AH
AH

Alain Dieguez Herrera

20 Years of Experience
Broker
Areas of Practice
Investment Management
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
1943 advisors
Number of Clients
124,359 clients
Average Client Portfolio
$545K average
Assets Under Management
$67.7B

Fee Structure

Minimum Investment:$100K
Financial Planning:Investment management only
AUM-Based Fees (Tiered)
Assets Under ManagementAnnual Fee
Up to $100K2.25%
$100K - $250K2.20%
$250K - $500K2.15%
$500K - $1.0M2.00%
$1.0M - $2.0M1.85%
$2.0M - $5.0M1.75%
$5.0M - $10.0M1.65%
$10.0M - $25.0M1.50%
$25M+1.45%

Fees are negotiable and may differ from client to client.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location

1200 Weston Rd, Weston, FL, 33326

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Truist Advisory Services, INC.
September 2016 - Present · 9 yrs 5 mos
Truist Investment Services, INC.
May 2012 - Present · 13 yrs 9 mos
Truist Investment Services, INC.Broker
May 2012 - Present · 13 yrs 9 mos
Previous Registrations
Suntrust Investment Services, INC.
June 2012 - December 2016 · 4 yrs 6 mos
Hsbc Securities (USA) INC.Broker
March 2010 - April 2012 · 2 yrs 1 mo
Wells Fargo Advisors, LLCBroker
July 2005 - February 2010 · 4 yrs 7 mos
State Registrations22 states
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AdvisorBrokerBoth
Exams
No exam information available for this advisor.