Nancy H Trieu

Svb Asset Management

17 Years of Experience

View SEC Summary

Areas of Practice

Investment Management

Svb Asset Management

Compensation

Fee-Only (AUM)

Firm Size

9 advisors

Number of Clients

523 clients

Average Client Portfolio

$63.0M average

Assets Under Management

$33.0B

Fee Structure

Minimum Investment:$10M

Financial Planning:Investment management only

Location

200 Spectrum Center Drive, Suite 1420, Irvine, CA, 92618

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History

Regulatory History

Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Employment History

Current Registrations

Svb Asset Management

November 2010 - Present · 15 yrs 3 mos

Previous Registrations

Svb Securities, a Non-Bank Affiliate of Silicon Valley BankBroker

November 2010 - June 2019 · 8 yrs 7 mos

Barclays Global Fund Advisors

April 2008 - December 2009 · 1 yr 8 mos

Barclays Global Investors ServicesBroker

April 2008 - December 2009 · 1 yr 8 mos

UBS Financial Services INC.

March 2007 - March 2008 · 1 yr

UBS Financial Services INC.Broker

January 2007 - March 2008 · 1 yr 2 mos

State Registrations1 state

Advisor

Exams

No exam information available for this advisor.