AS
AS

Adrian Oliver Schultes

19 Years of Experience
Broker
Areas of Practice
Investment Management
Compensation
Fee-Only (AUM)
Firm Size
22 advisors
Number of Clients
3 clients
Average Client Portfolio
$5.5B average
Assets Under Management
$16.4B

Fee Structure

Financial Planning:Investment management only
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Location

1740 Broadway, 15th Floor, New York, NY, 10019

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Adrian is an officer (Treasurer) of Candlewood Isle Group, Inc., a C Corp set up to manage his wife's foundation trustee expenses. He plans to manage the C Corp, dedicating a few hours per week, but will not be taking any compensation.

Employment History
Current Registrations
Raymond James Investment Management
June 2018 - Present · 7 yrs 8 mos
Carillon Fund Distributors, INC.
November 2017 - Present · 8 yrs 3 mos
Carillon Fund Distributors, INC.Broker
November 2017 - Present · 8 yrs 3 mos
Previous Registrations
Scout Investments, INC.
March 2014 - November 2017 · 3 yrs 8 mos
Umb Distribution Services, LLCBroker
May 2013 - November 2017 · 4 yrs 6 mos
Cowen and CompanyBroker
July 2011 - August 2012 · 1 yr 1 mo
Pimco Investments LLCBroker
February 2011 - May 2011 · 3 mos
Allianz Global Investors Distributors LLCBroker
May 2005 - February 2011 · 5 yrs 9 mos
State Registrations52 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVirgin IslandsWAWIWVWY
AdvisorBrokerBoth
Exams
No exam information available for this advisor.