Thuan Lam
Thuan Lam is a registered investment advisor at Providence Financial and Insurances, INC., based in Woodland Hills, CA, with 19 years of industry experience. Their practice areas include Estate Planning, Financial Planning & Coaching, Investment Management, Retirement Planning. Their firm serves 625 clients with $190M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $250K | Included |
| $250K - $1.0M | 1.50% |
| $1M+ | 1.25% |
Fees are negotiable. For assets between $0-$250,000, a flat fee of $2500 is charged.
Fee Estimator
Location
6320 Canoga Avenue, Suite 600, Woodland Hills, CA, 91367
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Thuan owns Artizan Images, a photography business, dedicating a few hours per week. Thuan is also an insurance agent, independently licensed to sell insurance and annuity products, spending about 10-20% of his time on this.
Employment History
Current Registrations
Providence Financial and Insurances, INC.
Previous Registrations
Lincoln Financial Securities Corporation
Lincoln Financial Securities CorporationBroker
MML Investors Services, INC.Broker
Securian Financial Services, INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.