DB
DB

Donald B Brown

19 Years of Experience
BrokerSells Insurance
Areas of Practice
Investment ManagementRetirement PlanningTax PlanningEstate PlanningFinancial Planning & CoachingInsurance PlanningBusiness OwnersHigh Net Worth
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
101 advisors
Number of Clients
3,745 clients
Average Client Portfolio
$486K average
Assets Under Management
$1.8B

Fee Structure

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Location

706 East Ave., Rochester, NY, 14607

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Donald is an agent for Insurance Brokerage Agencies, marketing and selling fixed life insurance since 2007, dedicating a few hours per week. He also markets and sells Medicare Supplement Insurance for Global Life of NY, spending a few hours per week on this activity.

Employment History
Current Registrations
Capitol Securities Management, INC.
January 2015 - Present · 11 yrs 1 mo
Capitol Securities Management, INC.Broker
May 2013 - Present · 12 yrs 9 mos
Previous Registrations
M&t Securities, INC.Broker
June 2012 - May 2013 · 11 mos
LPL Financial LLCBroker
October 2009 - February 2012 · 2 yrs 4 mos
New England SecuritiesBroker
October 2006 - September 2009 · 2 yrs 11 mos
UBS Financial Services INC.Broker
May 2005 - June 2006 · 1 yr 1 mo
State Registrations7 states
CAFLMAMINYSCVA
AdvisorBrokerBoth
Exams
No exam information available for this advisor.