FM
FM

Frank Thomas Madalone

20 Years of Experience
Broker
Areas of Practice
Investment Management
Compensation
Fee-Only (AUM)
Firm Size
14 advisors
Number of Clients
Not specified
Average Client Portfolio
Not specified
Assets Under Management
$32.6M

Fee Structure

Minimum Investment:$100K
Financial Planning:Investment management only
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Location

Fair Haven, NJ

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Frank is a registered representative with Halo Securities broker dealer since 2021. He is also an investment adviser representative with Halo Investment Services, LLC since 2023.

Employment History
Current Registrations
Halo Investment Services, LLC
August 2023 - Present · 2 yrs 6 mos
Halo Securities, LLC
January 2022 - Present · 4 yrs 1 mo
Halo Securities, LLCBroker
January 2022 - Present · 4 yrs 1 mo
Previous Registrations
Sentinus, LLC
January 2022 - August 2023 · 1 yr 7 mos
TD Ameritrade, INC.
February 2006 - November 2021 · 15 yrs 9 mos
TD Ameritrade, INC.Broker
September 2005 - November 2021 · 16 yrs 2 mos
Mclaughlin, Piven, Vogel Securities, INC.Broker
May 2005 - August 2005 · 3 mos
State Registrations1 state
NJ
AdvisorBrokerBoth
Exams
No exam information available for this advisor.