Adam Seth Baker

Bok Financial Private Wealth, INC.

15 Years of Experience

1 DisclosureBroker

View SEC Summary

Areas of Practice

Investment ManagementRetirement PlanningEstate PlanningBusiness OwnersHigh Net Worth

Bok Financial Private Wealth, INC.

Compensation

Fee-Only (AUM)Fixed/Hourly

Firm Size

25 advisors

Number of Clients

733 clients

Average Client Portfolio

$4.3M average

Assets Under Management

$3.2B

Fee Structure

Minimum Investment:$2.5M

Financial Planning:Included in AUM fee

Location

5601 Granite Parkway, Stes. 400 & 1300, Plano, TX, 75024

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History

Regulatory History (1)

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Customer Dispute

February 2024

Withdrawn

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Other Business Activities

Adam manages a rental property, although his spouse handles all the managerial duties. This activity requires minimal time commitment from Adam.

Employment History

Current Registrations

Bok Financial Private Wealth, INC.

January 2022 - Present · 4 yrs 1 mo

Bok Financial Advisors

April 2021 - Present · 4 yrs 10 mos

Bok Financial Securities, INC.Broker

November 2020 - Present · 5 yrs 3 mos

Previous Registrations

J.P. Morgan Securities LLC

October 2008 - May 2012 · 3 yrs 7 mos

J.P. Morgan Securities LLCBroker

October 2008 - October 2015 · 7 yrs

J. P. Morgan Securities INC.

February 2008 - October 2008 · 8 mos

J.P. Morgan Securities INC.Broker

June 2007 - October 2008 · 1 yr 4 mos

Chase Investment Services CORP.Broker

July 2005 - May 2007 · 1 yr 10 mos

Banc One Securities CorporationBroker

April 2005 - July 2005 · 3 mos

State Registrations11 states

AZCACOFLIDKSMANMOKTXWA

AdvisorBrokerBoth

Exams

No exam information available for this advisor.