Areas of Practice
Investment ManagementHigh Net Worth
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
31 advisors
Number of Clients
2,270 clients
Average Client Portfolio
$2.0M average
Assets Under Management
$4.6B

Fee Structure

Minimum Investment:$1M
Financial Planning:Investment management only
AUM-Based Fees (Tiered)
Assets Under ManagementAnnual Fee
Up to $2.0M1.25%
$2.0M - $10.0M0.95%
$10.0M - $25.0M0.85%
$25M+0.75%

Management Fee may vary based on client-specific factors. Related family assets are aggregated for calculating fee breakpoints. Certain clients may receive a discount based on the limited scope of services being provided or during the initial period of investment.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location

2010 Crow Canyon Place - Suite 100, San Ramon, CA, 94583

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Vivaldi Capital Management LP
November 2017 - Present · 8 yrs 3 mos
Previous Registrations
Strategic Wealth Advisors Group
July 2016 - October 2017 · 1 yr 3 mos
Strategic Wealth Advisors Group
April 2016 - July 2016 · 3 mos
LPL Financial LLC
April 2015 - September 2016 · 1 yr 5 mos
LPL Financial LLCBroker
March 2015 - July 2017 · 2 yrs 4 mos
Strategic Advisers, INC.
April 2007 - April 2015 · 8 yrs
Fidelity Brokerage Services LLCBroker
January 2006 - April 2015 · 9 yrs 3 mos
Fidelity Brokerage Services, LLC
January 2006 - February 2006 · 1 mo
Ccm Partners
August 2005 - February 2006 · 6 mos
Rfs PartnersBroker
August 2005 - December 2005 · 4 mos
A. G. Edwards & Sons, INC.
June 2005 - July 2005 · 1 mo
A. G. Edwards & Sons, INC.Broker
April 2005 - July 2005 · 3 mos
State Registrations1 state
CA
Advisor
Exams
No exam information available for this advisor.