RS
RS

Robert Clayton Scroggins

19 Years of Experience
Sells Insurance
Areas of Practice
Investment ManagementRetirement PlanningEstate PlanningFinancial Planning & CoachingInsurance PlanningHigh Net WorthBusiness Owners
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
13 advisors
Number of Clients
1,032 clients
Average Client Portfolio
$1.2M average
Assets Under Management
$1.3B

Fee Structure

Minimum Investment:$500K
AUM-Based Fees (Tiered)
Assets Under ManagementAnnual Fee
Up to $1.0M1.00%
$1.0M - $3.0M0.80%
$3.0M - $5.0M0.60%
$5.0M - $10.0M0.50%
$10M+0.50%

Fees negotiable for amounts over $10M.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location

200 Northland Blvd, Cincinnati, OH, 45246

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Robert is an owner/officer/employee at ScrogginsGrear, Inc, a consulting and CPA firm, dedicating nearly full-time hours to consulting services, management, and administration. He also owns Scroggins Financial Services, LLC, an insurance-related DBA, spending minimal time on it, and has ownership in Tri-County Equipment Leasing LLC and Northland Properties, LLC, spending minimal time on each.

Employment History
Current Registrations
Legacy Financial Advisors, INC.
September 2011 - Present · 14 yrs 5 mos
Previous Registrations
Triad Advisors LLCBroker
September 2011 - March 2022 · 10 yrs 6 mos
NFP Securities, INC.
February 2006 - September 2011 · 5 yrs 7 mos
NFP Securities, INC.Broker
January 2006 - September 2011 · 5 yrs 8 mos
State Registrations1 state
OH
Advisor
Exams
No exam information available for this advisor.
Robert Clayton Scroggins - Financial Advisor | TrueAdvisor