Robert Guido Battista

Vestmark Advisory Solutions, INC.

17 Years of Experience

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Areas of Practice

Investment Management

Vestmark Advisory Solutions, INC.

Compensation

Fee-Only (AUM)

Firm Size

6 advisors

Number of Clients

32,047 clients

Average Client Portfolio

$313K average

Assets Under Management

$10.0B

Fee Structure

Financial Planning:Investment management only

Location

100 Quannapowitt Pkwy, Suite 205, Wakefield, MA, 01880

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History

Regulatory History

Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Employment History

Current Registrations

Vestmark Advisory Solutions, INC.

July 2023 - Present · 2 yrs 7 mos

Previous Registrations

Janney Montgomery Scott LLCBroker

October 2014 - May 2022 · 7 yrs 7 mos

Janney Montgomery Scott LLC

September 2014 - May 2022 · 7 yrs 8 mos

Janney Montgomery Scott LLC

February 2012 - May 2013 · 1 yr 3 mos

Janney Montgomery Scott LLCBroker

February 2012 - May 2013 · 1 yr 3 mos

Citigroup Global Markets INC.

December 2010 - March 2012 · 1 yr 3 mos

Citigroup Global Markets INC.Broker

December 2010 - March 2012 · 1 yr 3 mos

Pershing LLCBroker

April 2010 - August 2010 · 4 mos

Lockwood Advisors INC

January 2009 - August 2010 · 1 yr 7 mos

Lockwood Capital Management, INC

March 2008 - April 2010 · 2 yrs 1 mo

Mbsc Securities CorporationBroker

March 2008 - April 2010 · 2 yrs 1 mo

Lockwood Advisors INC

February 2007 - March 2008 · 1 yr 1 mo

Pershing LLCBroker

February 2007 - March 2008 · 1 yr 1 mo

Morgan Stanley

September 2005 - February 2007 · 1 yr 5 mos

Morgan Stanley Dw INC.Broker

September 2005 - February 2007 · 1 yr 5 mos

State Registrations2 states

MAPA

Advisor

Exams

No exam information available for this advisor.