John Smitka is a registered investment advisor at Signal Ridge Capital Partners, LLC, based in Wellesley, MA, with 19 years of industry experience. John operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, High Net Worth, Investment Management, and 1 more. Their firm serves 94 clients with $110M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $2.0M | 1.00% |
| $2.0M - $5.0M | 0.90% |
| $5.0M - $10.0M | 0.80% |
| $10M+ | 0.70% |
Fees, account minimums, and payment terms are negotiable depending on client's unique circumstances.
Fee Estimator
Location
Wellesley, MA
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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John is a member of the investment committee for the Crotched Mountain Foundation, a special needs educational facility, since 2010. He spends minimal time participating in investment management decisions for the foundation's endowment.
Employment History
Current Registrations
Signal Ridge Capital Partners, LLC
Penguin Global Wealth Management LLC
Previous Registrations
Tiedemann & Associates Investment Advisors, INC.
Banc of America Investment Services, INC.
State Registrations1 state
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