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Benjamen Rodney Rothwell

19 Years of Experience
Broker
Areas of Practice
Investment ManagementRetirement PlanningTax PlanningEstate PlanningEducation PlanningFinancial Planning & CoachingDivorce PlanningCharitable GivingBusiness OwnersHigh Net Worth
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
107 advisors
Number of Clients
8,964 clients
Average Client Portfolio
$440K average
Assets Under Management
$3.9B

Fee Structure

Minimum Investment:$5K
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Location

Neskowin, OR

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Benjamen provides administrative support to Western Wealth Management, an independent investment advisor firm, since March 2020. This activity takes nearly full-time hours.

Employment History
Current Registrations
Western Wealth Management LLC
April 2020 - Present · 5 yrs 10 mos
LPL Financial LLCBroker
April 2020 - Present · 5 yrs 10 mos
LPL Financial LLC
April 2020 - Present · 5 yrs 10 mos
Previous Registrations
Independent Financial Group, LLC
August 2013 - March 2020 · 6 yrs 7 mos
Independent Financial Group, LLCBroker
August 2013 - March 2020 · 6 yrs 7 mos
First Allied Securities, INC.Broker
March 2012 - January 2013 · 10 mos
LPL Financial LLC
May 2007 - March 2012 · 4 yrs 10 mos
LPL Financial LLCBroker
May 2007 - March 2012 · 4 yrs 10 mos
Lincoln Financial Advisors Corporation
December 2005 - April 2007 · 1 yr 4 mos
Lincoln Financial Advisors CorporationBroker
October 2005 - April 2007 · 1 yr 6 mos
The Lincoln National Life Insurance CompanyBroker
October 2005 - March 2006 · 5 mos
State Registrations52 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWV
AdvisorBrokerBoth
Exams
No exam information available for this advisor.
Benjamen Rodney Rothwell - Financial Advisor | TrueAdvisor