Derek Moffatt is a CFP-designated registered investment advisor at Moffatt Financial Strategies, based in Fort Worth, TX, with 20 years of industry experience. Derek operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, Investment Management, Retirement Planning, Tax Planning. Their firm serves 181 clients with $120M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.00% |
Fees are negotiable.
Fee Estimator
Location
425 Houston Street Suite 575, Fort Worth, TX, 76102
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Derek spends about half his time as a registered investment advisor through FWPAM (DBA: Moffatt Financial Strategies) and Moffatt Wealth Management, LLC (DBA: Moffatt Wealth Management). He also dedicates minimal time to voice acting and has a loan from a family member.
Employment History
Current Registrations
Moffatt Financial Strategies
Strategic Financial Concepts, LLC
Previous Registrations
Wwk Wealth Advisors
LPL Financial LLCBroker
LPL Financial LLC
Uvest Financial Services Group, INC.
Uvest Financial Services Group, INC.Broker
LPL Financial Corporation
LPL Financial CorporationBroker
Edward Jones
Edward JonesBroker
State Registrations5 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.