Leslie Mallman is a CFP-designated registered investment advisor at Five Oceans Advisors, based in Santa Monica, CA, with 9 years of industry experience. Leslie operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Insurance Planning, Investment Management, and 2 more. Their firm serves 117 clients with $460M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 1.00% |
Fees may be higher or lower depending on various circumstances. A fixed fee may be set, which could cause the typical 1.00% to be higher.
Fee Estimator
Location
Santa Monica, CA
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Leslie owns Leslie Mallman Money Coaching, where she teaches a class about the emotional aspects of money. This takes a few hours per week and is not investment-related.
Employment History
Current Registrations
Five Oceans Advisors
Previous Registrations
Grove
Skyline Financial Advisors, LLC
Rmb Capital Management
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.