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Arthur Brand

20 Years of Experience
1 Disclosure

Arthur Brand is a registered investment advisor at Oneseven, based in Houston, TX, with 20 years of industry experience. Arthur operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, Insurance Planning, Investment Management, Retirement Planning. Their firm serves 5,456 clients with $4.8B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
113 advisors
Number of Clients
5,456 clients
Average Client Portfolio
$889K average
Assets Under Management
$4.8B

Fee Structure

OneSeven's investment management fees range from 0.05% to 2.00% annually, depending on the size and complexity of the client relationship and the services provided. Fees are paid quarterly or monthly in advance, except for former MGOIA clients who pay in arrears. Certain accounts may be charged additional fees of up to 0.5% for services not covered under the typical portfolio management arrangement, such as financial planning or working with other professionals. Fees are negotiable.

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Location

550 Post Oak, Suite 410, Houston, TX, 77401

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Employment Separation After Allegations
March 2014
Other Business Activities

Arthur is associated with HTR Wealth Management as a branch manager, sharing the same branch office location. He dedicates minimal time to this activity.

Employment History
Current Registrations
Oneseven
November 2024 - Present · 1 yr 5 mos
Previous Registrations
Raymond James Financial Services Advisors, INC
March 2014 - November 2024 · 10 yrs 8 mos
Raymond James Financial Services, INC.Broker
March 2014 - November 2024 · 10 yrs 8 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
November 2005 - April 2014 · 8 yrs 5 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
August 2005 - April 2014 · 8 yrs 8 mos
State Registrations1 state
TX
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Arthur Brand - Financial Advisor | TrueAdvisor