James Roberts is a registered investment advisor at Jim Roberts Investment Advisors LLC, based in St Joseph, MI, with 20 years of industry experience. James operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 3 more. Their firm serves 150 clients with $38M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Jim Roberts Investment Advisors offers investment management services through individually managed accounts. Fees are based on a percentage of the assets managed.
JRRIA Select:
- First $250,000: 0.75% - 2.75% per year
- Next $750,000: 0.60% - 2.35% per year
- Over $1,000,000: 0.40% - 1.90% per year
Asset Advisor Program:
- First $250,000: 1.00% - 3.00% per year
- Next $750,000: 0.75% - 2.50% per year
- Over $1,000,000: 0.50% - 2.00% per year
The minimum account size for Asset Advisor is $50,000.
Location
515 Ship Street, Suite 211, St Joseph, MI, 49085
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
James is the President of Jim Roberts Investment Advisors LLC, providing investment, consulting, and financial planning services, dedicating nearly full-time hours. He is also a proprietor of Jim Roberts Enterprises, offering real estate consulting services for about 10-20% of his time, and is a 50% owner/CFO of Lake Company LLC, a commercial real estate business, spending a few hours per week.
Employment History
Current Registrations
Jim Roberts Investment Advisors LLC
Centennial Securities Company INC
Centennial Securities Company, INC.Broker
State Registrations5 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.