TrueAdvisor
TrueAdvisor
AB
AB

Adam Kennon Brown

St. Bernard Financial Services, INC.
20 Years of Experience
1 DisclosureBrokerSells Insurance
View SEC Summary
View SEC Summary
Areas of Practice
Investment Management
St. Bernard Financial Services, INC.
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
43 advisors
Number of Clients
841 clients
Average Client Portfolio
$155K average
Assets Under Management
$130.5M

Fee Structure

Minimum Investment:None
Financial Planning:Investment management only

Location

1609 West Main St., Russellville, AR, 72801

Get directions

History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
January 2025
Pending
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Adam sells both securities and insurance products under the DBA Banks and Brown. He also coaches a girls' softball team, dedicating a few hours per week outside of business hours, with no compensation.

Employment History
Current Registrations
St. Bernard Financial Services, INC.Broker
November 2012 - Present · 13 yrs 3 mos
St. Bernard Financial Services, INC.
November 2012 - Present · 13 yrs 3 mos
Previous Registrations
Sws Financial Services, INC.
February 2010 - October 2012 · 2 yrs 8 mos
Sws Financial Services, INC.Broker
February 2010 - October 2012 · 2 yrs 8 mos
Wells Fargo Advisors, LLCBroker
January 2008 - February 2010 · 2 yrs 1 mo
Wells Fargo Advisors, LLC
January 2008 - February 2010 · 2 yrs 1 mo
A. G. Edwards & Sons, INC.
March 2005 - January 2008 · 2 yrs 10 mos
A. G. Edwards & Sons, INC.Broker
March 2005 - January 2008 · 2 yrs 10 mos
State Registrations1 state
AR
AdvisorBrokerBoth
Exams
No exam information available for this advisor.
Adam Kennon Brown - Financial Advisor | TrueAdvisor