Benjamin Fleming is a registered investment advisor, based in Hartford, CT, with 18 years of industry experience.
Location
One Financial Plaza, 26th Floor, Hartford, CT, 06103
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Virtus Investment Advisers, LLC
July 2025 - Present · 9 mos
Vp Distributors LLCBroker
July 2025 - Present · 9 mos
Vp Distributors LLC
July 2025 - Present · 9 mos
Previous Registrations
Voya Financial Advisors, INC.
August 2024 - July 2025 · 11 mos
Voya Financial Partners, LLCBroker
May 2012 - September 2015 · 3 yrs 4 mos
Directed Services LLCBroker
May 2012 - September 2015 · 3 yrs 4 mos
Voya America Equities, INC.Broker
May 2012 - September 2015 · 3 yrs 4 mos
Voya Retirement Advisors, LLCBroker
May 2012 - September 2015 · 3 yrs 4 mos
Systematized Benefits Administrators, INC.Broker
May 2012 - February 2014 · 1 yr 9 mos
Voya Financial Advisors, INC.Broker
May 2011 - July 2025 · 14 yrs 2 mos
Ing Financial Advisers, LLCBroker
March 2010 - May 2011 · 1 yr 2 mos
Ing Financial Advisers, LLCBroker
March 2005 - May 2007 · 2 yrs 2 mos
State Registrations1 state
CT
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.