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Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Paula is an Investment Advisor Representative and Chief Compliance Officer for Stonecrest Advisors, Inc., dedicating about a third of her time. She also serves as a FINRA Hearing Committee Member and a member of the Small Firm Advisory Committee, along with being a Registered Representative for Winlo Management Group LLC.