Adam Sullivan is a registered investment advisor at Arlen Capital, LLC, based in Warwick, RI, with 20 years of industry experience. Adam operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 222 clients with $350M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.3M | 1.05% |
| $1.3M - $2.8M | 0.93% |
| $2.8M - $5.0M | 0.88% |
| $5.0M - $10.0M | 0.82% |
| $10M+ | 0.71% |
Account balances are aggregated based on household ID to determine appropriate discounts. Assets in those accounts not being charged a fee will not be aggregated.
Fee Estimator
Location
117 Metro Center Boulevard, Suite 2006, Warwick, RI, 02886
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Adam is a board member for Metro East Office Park Condominium, VP of Arlen Corporation (selling non-variable life insurance), an advisor for Arlen Capital LLC, and owner of Arlen Realty. He dedicates full-time hours to Arlen Capital LLC and about 10-20% of his time to Arlen Corporation.
Employment History
Current Registrations
Arlen Capital, LLC
Osaic Wealth, INC.Broker
State Registrations3 states
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