AP
AP

Ariel Palomo

20 Years of Experience
Broker
Areas of Practice
Investment ManagementHigh Net Worth
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
19 advisors
Number of Clients
344 clients
Average Client Portfolio
$16.9M average
Assets Under Management
$5.8B

Fee Structure

Minimum Investment:$3M
Financial Planning:Investment management only
AUM-Based Fees (Tiered)
Assets Under ManagementAnnual Fee
Up to $1.0M1.50%
$1.0M - $3.0M1.25%
$3.0M - $4.0M1.00%
$4M+1.00%

Lower rates on higher tiers when a tiered fee schedule is utilized, except in extenuating circumstances.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
Minimum Annual Fee:$30,000
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Location

250 W. Nottingham, Suite 300, San Antonio, TX, 78209

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Other Business Activities

Ariel is an equity owner in Cross Pond Ventures Inc., a cargo transportation business, since 2020. Ariel spends minimal time on this activity and is passive in the business.

Employment History
Current Registrations
Sendero Wealth Management, LLC
April 2019 - Present · 6 yrs 10 mos
Sendero Securities, LLCBroker
December 2017 - Present · 8 yrs 2 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
October 2009 - November 2017 · 8 yrs 1 mo
Banc of America Investment Services, INC.Broker
November 2005 - October 2009 · 3 yrs 11 mos
Citigroup Global Markets INC.Broker
August 2005 - December 2005 · 4 mos
State Registrations1 state
TX
AdvisorBrokerBoth
Exams
No exam information available for this advisor.
Ariel Palomo - Financial Advisor | TrueAdvisor