Robert Joel Eisenberg

Sgl Financial, LLC

8 Years of Experience

2 Disclosures

View SEC Summary

Areas of Practice

Investment ManagementRetirement PlanningFinancial Planning & CoachingInsurance PlanningEstate PlanningHigh Net Worth

Sgl Financial, LLC

Compensation

Fee-Only (AUM)Fixed/Hourly

Firm Size

13 advisors

Number of Clients

1,136 clients

Average Client Portfolio

$192K average

Assets Under Management

$218.6M

Fee Structure

Minimum Investment:$50K

Location

1130 W. Lake Cook Road, Suite 150, Buffalo Grove, IL, 60089

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History

Regulatory History (2)

What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.

Regulatory

November 2018

Final

Regulatory

February 2018

Final

View Full SEC Report How to Read Disclosures

Employment History

Current Registrations

Sgl Financial, LLC

August 2022 - Present · 3 yrs 6 mos

Previous Registrations

Sgl Financial, LLC

August 2022 - August 2022 · 0 mos

Northwestern Mutual Investment Services,llc

April 2022 - July 2022 · 3 mos

Northwestern Mutual Investment Services, LLCBroker

March 2022 - July 2022 · 4 mos

Verity Asset Management

September 2021 - December 2021 · 3 mos

Brookstone Capital Management LLC

July 2020 - October 2020 · 3 mos

Gradient Advisors, LLC

November 2018 - April 2019 · 5 mos

Waterstone Financial Group, INC.Broker

January 2007 - December 2008 · 1 yr 11 mos

NFP Securities, INC.

November 2005 - September 2006 · 10 mos

NFP Securities, INC.

April 2005 - April 2005 · 0 mos

NFP Securities, INC.Broker

February 2005 - September 2006 · 1 yr 7 mos

State Registrations1 state

Advisor

Exams

No exam information available for this advisor.