Derek Finch is a registered investment advisor at Seaside Wealth Management, INC., based in Carlsbad, CA, with 2 years of industry experience. Derek operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Charitable Giving, Education Planning, Estate Planning, and 4 more. Their firm serves 380 clients with $460M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 1.25% |
Maximum annual fee charged for asset management services. Fees are generally not negotiable.
Fee Estimator
Location
6154 Innovation Way, Carlsbad, CA, 92009
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Derek is dually registered as an investment advisor representative with SLK Private Wealth Management, LLC and Sanctuary Advisors, LLC, and as a registered representative with Sanctuary Securities, Inc. He is also the CCO & Director of Operations at SLK Private Wealth, dedicating about a quarter of his time to this role.
Employment History
Current Registrations
Seaside Wealth Management, INC.
Previous Registrations
Evolve Private Wealth, LLC
Sanctuary Advisors, LLC
Sanctuary Securities, INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.