TrueAdvisor
TrueAdvisor
DS
CFA
DS
CFA

David Michael Smith

Redwood Park Advisors
16 Years of Experience
View SEC Summary
View SEC Summary
Areas of Practice
Investment ManagementRetirement PlanningTax PlanningEstate PlanningEducation PlanningFinancial Planning & CoachingBusiness OwnersHigh Net Worth
Redwood Park Advisors
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
2 advisors
Number of Clients
118 clients
Average Client Portfolio
$1.2M average
Assets Under Management
$142.8M

Fee Structure

Location

3 Twin Dolphin Drive, Suite 210, Redwood City, CA, 94065

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Redwood Park Advisors
June 2020 - Present · 5 yrs 8 mos
Previous Registrations
LPL Financial LLC
January 2017 - July 2020 · 3 yrs 6 mos
LPL Financial LLCBroker
August 2016 - July 2020 · 3 yrs 11 mos
Sutter Securities IncorporatedBroker
May 2006 - November 2012 · 6 yrs 6 mos
Morgan Stanley
May 2005 - January 2006 · 8 mos
Morgan Stanley Dw INC.Broker
March 2005 - January 2006 · 10 mos
State Registrations1 state
CA
Advisor
Exams
No exam information available for this advisor.