Caroline Griffith Edwards

Putnam Investment Management, LLC

20 Years of Experience

Broker

View SEC Summary

Areas of Practice

Investment Management

Putnam Investment Management, LLC

Compensation

Fee-Only (AUM)

Firm Size

69 advisors

Number of Clients

554 clients

Average Client Portfolio

$153.8M average

Assets Under Management

$85.2B

Location

100 Federal St, Boston, MA, 02110

Get directions

History

Regulatory History

Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Employment History

Current Registrations

Franklin Distributors, LLC

July 2024 - Present · 1 yr 7 mos

Franklin Distributors, LLCBroker

July 2024 - Present · 1 yr 7 mos

Putnam Investment Management, LLC

April 2018 - Present · 7 yrs 10 mos

Previous Registrations

Putnam Retail Management Limited PartnershipBroker

September 2008 - July 2024 · 15 yrs 10 mos

Ftn Midwest Securities CORP.Broker

May 2006 - September 2008 · 2 yrs 4 mos

Wachovia Capital Markets, LLCBroker

August 2005 - June 2006 · 10 mos

Susquehanna Financial Group, LllpBroker

January 2005 - August 2005 · 7 mos

State Registrations51 states

AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPARISCSDTNTXUTVAVTWAWIWVWY

AdvisorBrokerBoth

Exams

No exam information available for this advisor.