Caroline Edwards is a registered investment advisor, based in Boston, MA, with 21 years of industry experience.
Location
100 Federal St, Boston, MA, 02110
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Franklin Distributors, LLC
July 2024 - Present · 1 yr 9 mos
Franklin Distributors, LLCBroker
July 2024 - Present · 1 yr 9 mos
Putnam Investment Management, LLC
April 2018 - Present · 8 yrs
Previous Registrations
Putnam Retail Management Limited PartnershipBroker
September 2008 - July 2024 · 15 yrs 10 mos
Ftn Midwest Securities CORP.Broker
May 2006 - September 2008 · 2 yrs 4 mos
Wachovia Capital Markets, LLCBroker
August 2005 - June 2006 · 10 mos
Susquehanna Financial Group, LllpBroker
January 2005 - August 2005 · 7 mos
State Registrations51 states
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AdvisorBrokerBoth
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Exams
No exam information available for this advisor.