TrueAdvisor
TrueAdvisor
AP
AP

April Lynn Perez

City National Rochdale
20 Years of Experience
Broker
View SEC Summary
View SEC Summary
Areas of Practice
Investment Management
City National Rochdale
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
117 advisors
Number of Clients
16,838 clients
Average Client Portfolio
$4.0M average
Assets Under Management
$68.2B

Fee Structure

Minimum Investment:$1M
Financial Planning:Investment management only

Location

400 Park Avenue, 10th Floor, New York, NY, 10022

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
City National Rochdale
September 2015 - Present · 10 yrs 5 mos
Cnr Securities, LLC
September 2015 - Present · 10 yrs 5 mos
Cnr Securities, LLCBroker
September 2015 - Present · 10 yrs 5 mos
Previous Registrations
NFP Advisor Services, LLCBroker
August 2012 - September 2015 · 3 yrs 1 mo
VALIC Financial Advisors, INC.Broker
October 2009 - July 2012 · 2 yrs 9 mos
Moody Securities, LLCBroker
April 2009 - July 2009 · 3 mos
Amreit Securities CompanyBroker
July 2006 - November 2008 · 2 yrs 4 mos
UBS Financial Services INC.
August 2005 - July 2006 · 11 mos
UBS Financial Services INC.Broker
January 2005 - July 2006 · 1 yr 6 mos
State Registrations1 state
TX
AdvisorBrokerBoth
Exams
No exam information available for this advisor.