MT
MT

Michael L Thompson

19 Years of Experience
Sells Insurance
Areas of Practice
Investment ManagementRetirement PlanningTax PlanningEstate PlanningFinancial Planning & CoachingHigh Net Worth
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
14 advisors
Number of Clients
1,510 clients
Average Client Portfolio
$107K average
Assets Under Management
$161.4M

Fee Structure

Minimum Investment:$250K
Loading...

Location

1650 Highway 6, Suite 250, Sugar Land, TX, 77478

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Other Business ActivitiesSells Insurance

Michael works as an insurance agent for Roberts Wealth Management since March 2023. This takes about half of his time.

Employment History
Current Registrations
Rwm Capital, LLC
May 2023 - Present · 2 yrs 9 mos
Previous Registrations
Strategic Wealth Investment Group, LLC
August 2022 - March 2023 · 7 mos
MML Investors Services, LLCBroker
January 2022 - April 2022 · 3 mos
MML Investors Services, LLC
January 2022 - April 2022 · 3 mos
Northwestern Mutual Investment Services, LLCBroker
August 2017 - November 2021 · 4 yrs 3 mos
Northwestern Mutual Investment Services,llc
August 2017 - November 2020 · 3 yrs 3 mos
Charles Schwab & CO., INC.
April 2008 - June 2017 · 9 yrs 2 mos
Charles Schwab & CO., INC.Broker
April 2008 - June 2017 · 9 yrs 2 mos
U.S. Bancorp Investments, INC.
March 2007 - January 2008 · 10 mos
U.S. Bancorp Investments, INC.Broker
March 2007 - January 2008 · 10 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
June 2005 - March 2007 · 1 yr 9 mos
Merrill Lynch Pierce Fenner & Smith INC.
March 2005 - March 2007 · 2 yrs
State Registrations1 state
TX
Advisor
Exams
No exam information available for this advisor.