Steven Cooper is a registered investment advisor at Dew Point Capital, based in Los Angeles, CA, with 15 years of industry experience. Steven operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, Investment Management, Retirement Planning. Their firm serves 550 clients with $370M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Dew Point Capital charges an annual management fee based on the value of your portfolio, ranging from 0.20% to 1.50%. The fee depends on the investment strategy's complexity and the size of your account. Fees are paid quarterly in advance and may be negotiable. The fees are directly deducted from your account by the custodian. If direct deduction isn't practical, you'll receive an invoice.
Location
1019 E. 4th Pl., Los Angeles, CA, 90013
Get directionsHistory
Regulatory History (2)
Regulatory
May 2019Employment Separation After Allegations
July 2017Other Business ActivitiesSells Insurance
Steven is a licensed insurance agent and may offer clients insurance products, which could present a conflict of interest. Clients are not required to purchase insurance through Steven.
Employment History
Current Registrations
Dew Point Capital
Previous Registrations
Steel Peak Wealth Management, LLC
UBS Financial Services INC.
UBS Financial Services INC.Broker
Edward Jones
Edward JonesBroker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.