Adam A Montgomery

Vanguard Advisers, INC.

21 Years of Experience

1 DisclosureBroker

View SEC Summary

Areas of Practice

Investment ManagementRetirement PlanningFinancial Planning & Coaching

Vanguard Advisers, INC.

Compensation

Fee-Only (AUM)Fixed/Hourly

Firm Size

1882 advisors

Number of Clients

817,328 clients

Average Client Portfolio

$368K average

Assets Under Management

$300.4B

Fee Structure

Minimum Investment:$100

Financial Planning:Included in AUM fee

Location

2525 Water Ridge Parkway, 100 North Falls Plaza, Ste 100, Charlotte, NC, 28217

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History

Regulatory History (1)

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Customer Dispute

March 2020

Settled

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Other Business Activities

Adam is an employee of The Vanguard Group, Inc., the parent company of Vanguard Marketing Corporation. This activity is not investment-related.

Employment History

Current Registrations

Vanguard Advisers, INC.

January 2015 - Present · 11 yrs 1 mo

Vanguard Marketing Corporation

November 2004 - Present · 21 yrs 3 mos

Vanguard Marketing CorporationBroker

November 2004 - Present · 21 yrs 3 mos

State Registrations3 states

NCTNTX

AdvisorBrokerBoth

Exams

No exam information available for this advisor.