TrueAdvisor
TrueAdvisor
AA
AA

Andrew James Austin

City National Rochdale
11 Years of Experience
Broker
View SEC Summary
View SEC Summary
Areas of Practice
Investment Management
City National Rochdale
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
117 advisors
Number of Clients
16,838 clients
Average Client Portfolio
$4.0M average
Assets Under Management
$68.2B

Fee Structure

Minimum Investment:$1M
Financial Planning:Investment management only

Location

400 Park Avenue, 10th Floor, New York, NY, 10022

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
City National Rochdale
July 2014 - Present · 11 yrs 7 mos
Cnr Securities, LLC
June 2014 - Present · 11 yrs 8 mos
Cnr Securities, LLCBroker
June 2014 - Present · 11 yrs 8 mos
State Registrations8 states
AZCAIAMDMOTXVAWA
AdvisorBrokerBoth
Exams
No exam information available for this advisor.