TrueAdvisor
TrueAdvisor
AF
AF

Aaron Gilmer Fuller

UBS Financial Services INC.
20 Years of Experience
Broker
View SEC Summary
View SEC Summary
Areas of Practice
Investment Management
UBS Financial Services INC.
Compensation
Commission-BasedFee-Only (AUM)Fixed/Hourly
Firm Size
9200 advisors
Number of Clients
1,134,581 clients
Average Client Portfolio
$713K average
Assets Under Management
$808.8B

Fee Structure

Minimum Investment:$25K
Minimum Annual Fee:$10,000

Location

6070 Poplar Avenue, Suite 400, Memphis, TN, 38119

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
UBS Financial Services INC.
January 2009 - Present · 17 yrs 1 mo
UBS Financial Services INC.Broker
December 2008 - Present · 17 yrs 2 mos
Previous Registrations
Banc of America Investment Services, INC.
September 2007 - December 2008 · 1 yr 3 mos
Banc of America Investment Services, INC.Broker
September 2007 - December 2008 · 1 yr 3 mos
Citigroup Global Markets INC.Broker
June 2005 - August 2007 · 2 yrs 2 mos
Citigroup Global Markets INC.
June 2005 - August 2007 · 2 yrs 2 mos
Merrill Lynch Pierce Fenner & Smith INC.
January 2005 - June 2005 · 5 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
December 2004 - June 2005 · 6 mos
State Registrations27 states
ARAZCACOCTDEFLHIIDILINKYLAMSNVNYOHOKORPASDTNTXVAWAWIWY
AdvisorBrokerBoth
Exams
No exam information available for this advisor.