David Lien is a registered investment advisor, based in Dublin, OH, with 19 years of industry experience.
Location
6125 Memorial Dr, Dublin, OH, 43017
Get directionsHistory
Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Meeder Advisory Services, INC.
June 2024 - Present · 1 yr 10 mos
Meeder Distribution Services, INC.Broker
June 2024 - Present · 1 yr 10 mos
Previous Registrations
Ameriprise Financial Services, LLC
March 2023 - May 2024 · 1 yr 2 mos
Ameriprise Financial Services, LLCBroker
March 2023 - May 2024 · 1 yr 2 mos
Crowdstreet Advisors, LLC
July 2022 - September 2022 · 2 mos
Crowdstreet Capital LLCBroker
May 2022 - September 2022 · 4 mos
Emerson Equity LLCBroker
July 2020 - November 2021 · 1 yr 4 mos
Altegris Investments, LLCBroker
January 2012 - July 2020 · 8 yrs 6 mos
Chase Investment Services CORP.Broker
March 2011 - December 2011 · 9 mos
Mcgladrey Capital Markets, LLCBroker
November 2007 - February 2010 · 2 yrs 3 mos
Metlife Investors Distribution CompanyBroker
December 2004 - October 2007 · 2 yrs 10 mos
Metlife Investors Distribution CompanyBroker
December 2004 - December 2004 · 0 mos
State Registrations1 state
OH
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.