AP
AP

Arthur Pittman

21 Years of Experience
Raleigh, NC
BrokerSells Insurance

Arthur Pittman is a registered investment advisor at Prosperity - an Eisneramper Company, based in Raleigh, NC, with 21 years of industry experience. Arthur operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Estate Planning, Financial Planning & Coaching, High Net Worth, and 4 more. Their firm serves 1,896 clients with $3.2B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
63 advisors
Number of Clients
1,896 clients
Average Client Portfolio
$1.7M average
Assets Under Management
$3.2B

Fee Structure

Minimum Investment:$500K
Planning is included in investment management (also available separately)

Prosperity - An EisnerAmper Company's investment management fees are based on a percentage of the value of your portfolio, ranging from 0.30% to 1.50% annually. The rate you pay depends on the total value of your household's investments managed by the firm. If Prosperity recommends an independent investment manager, you will be assessed an additional fee, ranging from 0.2% to 1.46%, depending on the manager and services provided.

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Location

1500 Sunday Drive, Suite 300, Raleigh, NC, 27607

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Arthur sells fixed insurance and annuities as an insurance agent, dedicating minimal time to this activity. He also provides consulting services as an independent contractor, spending a few hours per week.

Employment History
Current Registrations
Prosperity - an Eisneramper Company
August 2024 - Present · 1 yr 8 mos
Dai Securities, LLCBroker
August 2024 - Present · 1 yr 8 mos
Previous Registrations
Avantax Investment Services, INC.Broker
October 2019 - August 2024 · 4 yrs 10 mos
Avantax Advisory Services
October 2019 - August 2024 · 4 yrs 10 mos
1st Global Advisors INC
July 2005 - October 2019 · 14 yrs 3 mos
1st Global Capital CORP.Broker
December 2004 - October 2019 · 14 yrs 10 mos
State Registrations1 state
NC
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.