Nancy Bullock-Swanson
Nancy Bullock-Swanson is a registered investment advisor at Independent Wealth Network, INC., based in Phoenix, AZ, with 20 years of industry experience. Nancy operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Investment Management, Retirement Planning, Tax Planning. Their firm serves 1,365 clients with $420M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Independent Wealth Network (IWN) is compensated with fees based on a percentage of the average daily value of your investments each month. The fees are deducted directly from your account. The exact management fee is negotiated between you and your advisor, but IWN requires a program fee of 0.10% of assets per year and does not allow advisors to charge more than 2.50% of assets per year. For accounts held away at other custodians, the program fee is higher.
Location
1202 E Maryland Ave Suite 1J, Phoenix, AZ, 85014
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Nancy is the President of Preferred Wealth Management, dedicating full-time hours to day-to-day operations. She also engages in insurance sales and brokerage services through various entities, dedicating about 10-20% of her time to each.
Employment History
Current Registrations
Independent Wealth Network, INC.
Previous Registrations
Brokers International Financial Services, LLC.Broker
Investment Advisors CORP
Broker Dealer Financial Services CORP.Broker
Cetera Advisor Networks LLCBroker
State Registrations12 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.