Mark Sharifi
Mark Sharifi is a registered investment advisor at Legacy Investment Services, LLC, based in Rancho Cucamonga, CA, with 21 years of industry experience. Mark operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 217 clients with $35M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Legacy Investment Services offers investment advice on variable annuities and life insurance products. The annual fee will not exceed 1.5% of the assets managed. Fees are billed quarterly.
LIS also refers clients to third-party money managers. Clients will be billed according to the third-party money manager’s fee schedule.
Location
10832 Laurel St, Suite 203, Rancho Cucamonga, CA, 91730
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Mark is the CEO and insurance agent for Legacy Financial and Insurance Services, LLC, dedicating a few hours per week to insurance services. He also owns rental properties and is the president of a non-profit, but these activities require minimal time.
Employment History
Current Registrations
Legacy Investment Services, LLC
Previous Registrations
Gradient Securities, LLCBroker
Gradient Wealth Management
Gradient Securities, LLCBroker
Questar Capital CorporationBroker
Usallianz Securities, INC.Broker
State Registrations7 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.