Jeanette Stofleth is a registered investment advisor, based in Tacoma, WA, with 21 years of industry experience.
Location
Tacoma, WA
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Regulatory History (3)
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Regulatory
June 2021Final
Customer Dispute
January 2017Settled
Customer Dispute
December 2016Denied
Other Business Activities
Jeanette is the 100% owner and manager of Jeanette Records LLC, which focuses on digital and music-related recording and distribution of art, including audio and digital media. This activity is not investment-related.
Employment History
Current Registrations
Chelsea Financial Services
August 2022 - Present · 3 yrs 8 mos
Chelsea Financial ServicesBroker
August 2022 - Present · 3 yrs 8 mos
Chelsea Advisory Services, INC
August 2022 - Present · 3 yrs 8 mos
Previous Registrations
Sb Advisory, LLC
March 2022 - June 2022 · 3 mos
San Blas Securities LLCBroker
March 2022 - June 2022 · 3 mos
Cetera Investment Advisers LLC
January 2021 - January 2022 · 1 yr
Cetera Investment Services LLCBroker
October 2020 - January 2022 · 1 yr 3 mos
Morgan Stanley
April 2016 - October 2020 · 4 yrs 6 mos
Morgan StanleyBroker
April 2016 - October 2020 · 4 yrs 6 mos
Key Investment Services LLCBroker
January 2010 - April 2016 · 6 yrs 3 mos
Key Investment Services LLC
January 2010 - April 2016 · 6 yrs 3 mos
Chase Investment Services CORP.
May 2009 - January 2010 · 8 mos
Chase Investment Services CORP.Broker
May 2009 - January 2010 · 8 mos
Wamu Investments, INC.
March 2009 - May 2009 · 2 mos
Wamu Investments, INC.Broker
May 2006 - May 2009 · 3 yrs
Wm Financial Services, INC.Broker
December 2004 - May 2006 · 1 yr 5 mos
State Registrations5 states
AZCAFLILWA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.