Keliikai Castillo
Keliikai Castillo is a registered investment advisor at Horter Investment Management, LLC, based in Seattle, WA, with 20 years of industry experience. Keliikai operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Investment Management, Retirement Planning, Tax Planning. Their firm serves 1,302,710 clients with $280M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Horter Investment Management charges an annual advisory fee based on a percentage of the value of your investments, assessed quarterly. The maximum annual fee is 1.99%, which includes investment management, program administration, and financial professional compensation. Fees may be negotiable based on factors like client type and account size. Horter offers different portfolio management programs with varying fees. For retirement plan asset management using indexed funds, the fee is 0.50%. Non-discretionary accounts are charged 0.1% with a $50 minimum quarterly fee.
Location
Seattle, WA
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Regulatory History (1)
Employment Separation After Allegations
July 2023Other Business ActivitiesSells Insurance
Keliikai is a licensed agent with Horter Financial Strategies since March 2023, focusing on insurance and annuity sales. This takes about a quarter of his time, including time during securities trading hours.
Employment History
Current Registrations
Horter Investment Management, LLC
Previous Registrations
Unionbanc Investment Services, LLC
Unionbanc Investment Services, LLCBroker
Banc of America Investment Services, INC.
Banc of America Investment Services, INC.Broker
Wm Financial Services, INC.Broker
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.