Allison Winn Kaplan

Pathstone

18 Years of Experience

View SEC Summary

Areas of Practice

Investment ManagementRetirement PlanningTax PlanningEstate PlanningFinancial Planning & CoachingHigh Net Worth

Pathstone

Compensation

Fee-Only (AUM)Fixed/Hourly

Firm Size

146 advisors

Number of Clients

2,219 clients

Average Client Portfolio

$45.3M average

Assets Under Management

$100.4B

Fee Structure

Minimum Investment:$10M

Location

12505 Park Potomac Ave, Suite 400, Potomac, MD, 20854

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History

Regulatory History

Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Employment History

Current Registrations

Pathstone

November 2016 - Present · 9 yrs 3 mos

Previous Registrations

Convergent Wealth Advisors, LLC

May 2007 - October 2016 · 9 yrs 5 mos

Lydian Wealth Management Company, LLC

March 2007 - May 2007 · 2 mos

State Registrations1 state

Advisor

Exams

No exam information available for this advisor.