AE
CFP
AE
CFP

Andrea Empie

21 Years of Experience
BrokerSells Insurance

Andrea Empie is a CFP-designated registered investment advisor at Hornor, Townsend & Kent, LLC, based in Berwick, PA, with 21 years of industry experience. Andrea operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Retirement Planning. Their firm serves 31,522 clients with $7.8B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
458 advisors
Number of Clients
31,522 clients
Average Client Portfolio
$246K average
Assets Under Management
$7.8B

Fee Structure

HTK offers investment advisory services through third-party asset managers (TPAMs). When HTK and its advisors act as co-advisors, they may receive a portion of the advisory fee charged by the TPAM. In some cases, the advisor may add a fee to the TPAM fee for certain advisory services. HTK charges up to 1.5% of the client's account value, not including manager fees and other charges associated with the TPAM program.

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Location

109 Mulberry Street, Berwick, PA, 18603

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Andrea works as an insurance agent for Penn Mutual/1847Financial, dedicating nearly full-time hours to insurance sales and service since 2015. She is also a member of Daddio Financial Advisors LLC, a life insurance brokerage, spending a few hours per week on insurance sales and service.

Employment History
Current Registrations
Hornor, Townsend & Kent, LLC
December 2015 - Present · 10 yrs 4 mos
Hornor, Townsend & Kent, LLCBroker
December 2015 - Present · 10 yrs 4 mos
Previous Registrations
Metlife Securities INC.
July 2009 - December 2015 · 6 yrs 5 mos
Metlife Securities INC.Broker
September 2004 - December 2015 · 11 yrs 3 mos
Metropolitan Life Insurance CompanyBroker
September 2004 - July 2007 · 2 yrs 10 mos
State Registrations9 states
DEFLMDNCNJNYPASCWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.