Daniel J Fixler

Pgim Investments LLC

20 Years of Experience

Broker

View SEC Summary

Areas of Practice

Investment Management

Pgim Investments LLC

Compensation

Fee-Only (AUM)Fixed/Hourly

Firm Size

76 advisors

Number of Clients

45 clients

Average Client Portfolio

$7.2B average

Assets Under Management

$322.1B

Location

Sudbury, MA

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History

Regulatory History

Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Employment History

Current Registrations

Pgim Investments LLC

January 2023 - Present · 3 yrs 1 mo

Prudential Investment Management Services LLCBroker

January 2023 - Present · 3 yrs 1 mo

Prudential Investment Management Services LLC

January 2023 - Present · 3 yrs 1 mo

Previous Registrations

John Hancock Investment Management LLC

October 2019 - January 2023 · 3 yrs 3 mos

John Hancock Investment Management Distributors LLCBroker

October 2019 - January 2023 · 3 yrs 3 mos

Signator Investors, INC.

November 2013 - November 2018 · 5 yrs

Signator Investors, INC.Broker

November 2013 - November 2018 · 5 yrs

MML Investors Services, LLC

March 2011 - November 2013 · 2 yrs 8 mos

MML Investors Services, LLCBroker

June 2009 - November 2013 · 4 yrs 5 mos

RBC Capital Markets CorporationBroker

March 2009 - April 2009 · 1 mo

RBC Capital Markets Corporation

March 2009 - April 2009 · 1 mo

Ferris, Baker Watts, LLC

August 2005 - March 2009 · 3 yrs 7 mos

Ferris, Baker Watts, LLCBroker

July 2005 - March 2009 · 3 yrs 8 mos

AXA Advisors, LLCBroker

September 2004 - July 2005 · 10 mos

State Registrations51 states

AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPARISCSDTNTXUTVAVTWAWIWVWY

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Exams

No exam information available for this advisor.