AB
AB

Alexander Bass

20 Years of Experience
Broker
Areas of Practice
Investment ManagementRetirement Planning
Compensation
Commission-BasedFee-Only (AUM)Fixed/Hourly
Firm Size
968 advisors
Number of Clients
56,418 clients
Average Client Portfolio
$2.9M average
Assets Under Management
$164.8B

Fee Structure

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Location

512 W 22nd Street, 7th Floor, New York, NY, 10011

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Hightower Advisors, LLC
October 2019 - Present · 6 yrs 4 mos
Hightower Securities, LLCBroker
March 2012 - Present · 13 yrs 11 mos
Hightower Securities, LLC
March 2012 - Present · 13 yrs 11 mos
Previous Registrations
Hightower Advisors, LLC
March 2012 - October 2019 · 7 yrs 7 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
January 2005 - March 2012 · 7 yrs 2 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
January 2005 - March 2012 · 7 yrs 2 mos
State Registrations5 states
CAFLNJNYTX
AdvisorBrokerBoth
Exams
No exam information available for this advisor.