TrueAdvisor
TrueAdvisor
CD
CFP
CD
CFP

Caroline Paun Dougher

Aprio Wealth Management, LLC
21 Years of Experience
1 DisclosureSells Insurance
View SEC Summary
View SEC Summary
Areas of Practice
Investment ManagementRetirement PlanningEstate PlanningFinancial Planning & CoachingHigh Net Worth
Aprio Wealth Management, LLC
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
31 advisors
Number of Clients
946 clients
Average Client Portfolio
$2.8M average
Assets Under Management
$2.6B

Fee Structure

Minimum Investment:$250K
Financial Planning:Included in AUM fee
AUM-Based Fees (Tiered)
Assets Under ManagementAnnual Fee
Up to $2.5M1.00%
$2.5M - $5.0M0.75%
$5.0M - $10.0M0.50%
$10M+0.50%

Fees for assets over $10 million are negotiated, using the previous tier's fee percentage as a starting point.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
Minimum Annual Fee:$2,500

Location

2002 Summit Boulevard, Suite 120, Atlanta, GA, 30319

Get directions

History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
June 2015
Denied
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Caroline is an agent with Aprio Risk Management, LLC, selling various insurance products since 2022. She dedicates time to this activity as needed.

Employment History
Current Registrations
Aprio Wealth Management, LLC
May 2022 - Present · 3 yrs 9 mos
Previous Registrations
Mercer Global Advisors INC.
February 2022 - April 2022 · 2 mos
Hawsgoodwin Wealth
May 2015 - May 2022 · 7 yrs
Purshe Kaplan Sterling InvestmentsBroker
May 2015 - November 2016 · 1 yr 6 mos
Suntrust Investment Services, INC.Broker
February 2007 - May 2015 · 8 yrs 3 mos
Suntrust Investment Services, INC.
February 2007 - May 2015 · 8 yrs 3 mos
Merrill Lynch Pierce Fenner & Smith INC.
October 2004 - February 2007 · 2 yrs 4 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
October 2004 - February 2007 · 2 yrs 4 mos
State Registrations1 state
TN
Advisor
Exams
No exam information available for this advisor.