AW
AW
Aaron Werner
20 Years of Experience
1 DisclosureBrokerSells Insurance
Aaron Werner is a registered investment advisor at Raymond James & Associates, INC., based in Pasadena, CA, with 20 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B
Fee Structure
Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location
301 North Lake Avenue, Suite 1150, Pasadena, CA, 91101
Get directionsHistory
Regulatory History (1)
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Customer Dispute
June 2023Denied
Other Business ActivitiesSells Insurance
Aaron is the co-trustee of his in-laws' irrevocable life insurance trust, ensuring the policy premium is paid annually. This activity requires minimal time.
Employment History
Current Registrations
Raymond James & Associates, INC.
July 2010 - Present · 15 yrs 9 mos
Raymond James & Associates, INC.
June 2010 - Present · 15 yrs 10 mos
Raymond James & Associates, INC.Broker
June 2010 - Present · 15 yrs 10 mos
Previous Registrations
Stonnington Group, LLC
February 2008 - June 2010 · 2 yrs 4 mos
Stonnington Group, LLCBroker
February 2008 - June 2010 · 2 yrs 4 mos
Heritage Fund Distributors INC.Broker
October 2006 - January 2008 · 1 yr 3 mos
Raymond James & Associates, INC.Broker
August 2005 - August 2007 · 2 yrs
State Registrations22 states
AZCACODCFLGAIDMIMNMTNCNJNMNVNYORSCTNTXUTVAWA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.