James Rose is a registered investment advisor at Steadtrust, based in Sheridan, WY, with 20 years of industry experience. James operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Investment Management, and 2 more. Their firm serves 599 clients with $440M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.00% |
Fees are generally negotiable.
Fee Estimator
Location
114 Decker Rd., Sheridan, WY, 82801
Get directionsHistory
Regulatory History (3)
Regulatory
November 2017Regulatory
February 2017Employment Separation After Allegations
March 2015Other Business Activities
James co-administers family investments through Centaur Capital LLC and reviews oil/gas wells through Centaur Investments. He also manages a tree farm through 2 The Sky LLC and is the beneficial owner of an investment account held by BTB Capital LLC, which resulted from a divorce; he spends full-time hours on RDL Wealth Management.
Employment History
Current Registrations
Steadtrust
Previous Registrations
B. Riley Wealth Advisors, INC.
United Advisors Services, LLC
UBS Financial Services INC.
UBS Financial Services INC.Broker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.