Aj Helgerson is a registered investment advisor, based in Philadelphia, PA, with 20 years of industry experience.
Location
610 Market Street, Philadelphia, PA, 19106
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Nomura Investment Management Business Trust
February 2023 - Present · 3 yrs 2 mos
Delaware Distributors, L.P.Broker
February 2023 - Present · 3 yrs 2 mos
Delaware Distributors, L.P.
February 2023 - Present · 3 yrs 2 mos
Previous Registrations
Hartford Funds Distributors, LLCBroker
October 2022 - January 2023 · 3 mos
Hartford Funds
October 2022 - January 2023 · 3 mos
Macquarie Investment Management Business Trust
April 2020 - October 2022 · 2 yrs 6 mos
Delaware Distributors, L.P.Broker
July 2014 - October 2022 · 8 yrs 3 mos
Delaware Capital Management Advisers, INC
July 2014 - April 2020 · 5 yrs 9 mos
Advisors Asset Management, INC.Broker
January 2011 - July 2014 · 3 yrs 6 mos
Advisors Asset Management, INC.
January 2011 - July 2014 · 3 yrs 6 mos
Goldman, Sachs & CO.Broker
December 2009 - January 2011 · 1 yr 1 mo
Riversource Fund Distributors, INC.Broker
January 2009 - December 2009 · 11 mos
Riversource Investments
November 2008 - December 2009 · 1 yr 1 mo
Riversource Distributors, INC.Broker
March 2007 - January 2009 · 1 yr 10 mos
Merrill Lynch Pierce Fenner & Smith INC.
June 2005 - February 2007 · 1 yr 8 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
March 2005 - February 2007 · 1 yr 11 mos
State Registrations5 states
MNNDPASDWI
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.