Brad Schultheis

Advisors Asset Management, INC.

21 Years of Experience

Broker

View SEC Summary

Areas of Practice

Investment Management

Advisors Asset Management, INC.

Compensation

Fee-Only (AUM)

Firm Size

133 advisors

Number of Clients

1,867 clients

Average Client Portfolio

$1.0M average

Assets Under Management

$2.0B

Fee Structure

Minimum Investment:$100K

Financial Planning:Investment management only

Location

18925 Base Camp Road, Suite 203, Monument, CO, 80132

Get directions

History

Regulatory History

Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Other Business Activities

Brad is a member/manager of Positive Carry LLC, a passive investor in Channel Catfish, LLC and Spotted Bass, LLC, and an investor in Odd Lot Partners LLC. These activities are not securities investment related and take minimal time.

Employment History

Current Registrations

Advisors Asset Management, INC.

November 2013 - Present · 12 yrs 3 mos

Advisors Asset Management, INC.Broker

November 2013 - Present · 12 yrs 3 mos

Previous Registrations

Advisors Asset Management, INC.

June 2005 - October 2013 · 8 yrs 4 mos

Advisors Asset Management, INC.Broker

September 2004 - October 2013 · 9 yrs 1 mo

State Registrations1 state

AdvisorBrokerBoth

Exams

No exam information available for this advisor.